Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Files is a registered investment advisor representative in California and Texas. James has been in the financial services industry since 2005. James is currently employed by Fiduciary Solutions, LLC, a financial services firm based in Roseville, CA. James has also previously worked at QA3 Financial Corp and Allied Beacon Partners, Inc.. James holds a Series 66 and Series 7 license. James specializes in financial planning, investment advice and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Selection of other adviser fees
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2
CA
11/12/2021 - Present
Fiduciary Solutions, LLC (ROSEVILLE CA)
GA
08/05/2011 - 11/23/2012
ALLIED BEACON PARTNERS, INC. (ATLANTA GA)
CA
06/06/2005 - 02/11/2011
QA3 FINANCIAL CORP. (ROSEVILLE CA)
BOTH
Issued 09/12/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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