Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Farley is a registered representative with LPL Financial LLC in Irvine, CA. James Robert Farley is licensed to provide securities and investment advisory services in California. He has been working in the financial services industry since 2007. James Robert Farley has a strong background in financial planning and portfolio management and is committed to providing personalized and comprehensive financial services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/18/2017 - Present
LPL Financial LLC (IRVINE CA)
CA
04/07/2014 - 01/30/2015
LPL FINANCIAL LLC (IRVINE CA)
CA
02/16/2004 - 03/30/2012
LPL FINANCIAL LLC (IRVINE CA)
AZ
02/16/2001 - 11/07/2001
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BC
Issued 02/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Farley is the right advisor for you? Invested Better is here to help.
