Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Fantaski is an investment advisor representative with Cambridge Investment Research Advisors, Inc. James has been in the securities industry since June 6, 1990. James is licensed to sell securities in several states including California and Texas. James is also a registered investment advisor and has been with Cambridge Investment Research Advisors, Inc. since December 2013. Prior to Cambridge Investment Research Advisors, Inc., James was an investment advisor representative with Securities America, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
01/04/2016 - Present
Cambridge Investment Research Advisors, Inc. (FRESNO CA)
CA
01/18/2006 - 12/06/2013
SECURITIES AMERICA, INC. (FRESNO CA)
NY
11/05/2002 - 01/26/2006
WALL STREET FINANCIAL GROUP, INC. (VICTOR NY)
TX
08/04/1997 - 11/12/2002
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
06/07/1990 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
IA
Issued 02/04/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/27/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/06/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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