Unclaimed
James Robert Delaura is a financial advisor registered with Raymond James Financial Services Advisors, Inc. James has been in the securities industry since May 3, 1999. James is registered with the state of Florida. James is also registered with the state of Florida as an investment advisor representative. James is also registered with the state of Arizona, California, Colorado, Georgia, Indiana, Iowa, Massachusetts, Michigan, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, and Virginia. James has Series 7, Series 63, and Series 65 licenses. James also holds the Securities Industry Essentials (SIE) designation. James is a financial advisor with Raymond James Financial Services Advisors, Inc. James provides financial planning, portfolio management for individuals and businesses, and pension consulting. James also offers hourly and fixed rate consultations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
08/19/2015 - Present
Raymond James Financial Services Advisors, Inc. (VIERA FL)
FL
12/09/2010 - 08/06/2015
CADARET, GRANT & CO., INC. (MELBOURNE FL)
FL
11/18/2009 - 12/09/2010
NEXT FINANCIAL GROUP, INC. (MELBOURNE FL)
FL
09/08/2009 - 12/01/2009
LPL FINANCIAL CORPORATION (MELBOURNE FL)
FL
12/01/2006 - 09/08/2009
MUTUAL SERVICE CORPORATION (MELBOURNE FL)
FL
11/19/2002 - 12/07/2006
SII INVESTMENTS, INC. (MELBOURNE FL)
NY
05/04/1999 - 11/19/2002
CADARET, GRANT & CO., INC. (SYRACUSE NY)
IA
Issued 11/15/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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