Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Conway is a financial professional with over 18 years of experience in the securities industry. James Robert Conway is currently registered with Tourmaline Partners, LLC, a firm based in Stamford, Connecticut. James Robert Conway has held previous positions with firms such as SIEBERT WILLIAMS SHANK & CO., LLC, OCEANUS SECURITIES, LLC, INVESTACORP, INC., ARXIS SECURITIES LLC, PARK AVENUE SECURITIES LLC, LOUIS CAPITAL MARKETS, LP, TFS DERIVATIVES CORPORATION, and TFS BLACKWOOD, LLC. James Robert Conway holds several licenses and certifications, including the Series 4, 7, 24, 27, 63, 87, and SIE exams. James Robert Conway is registered in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
04/19/2022 - Present
Tourmaline Partners, LLC (STAMFORD CT)
NY
06/10/2021 - 04/26/2022
SIEBERT WILLIAMS SHANK & CO., LLC (NEW YORK NY)
NY
11/20/2018 - 05/27/2021
OCEANUS SECURITIES, LLC (NEW YORK NY)
FL
05/16/2017 - 04/24/2018
INVESTACORP, INC. (MIAMI FL)
NY
02/24/2017 - 05/16/2017
ARXIS SECURITIES LLC (NEW YORK NY)
NY
06/25/2014 - 12/31/2016
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NA
10/19/2009 - 05/26/2014
LOUIS CAPITAL MARKETS, LP (PARIS )
NY
05/20/2002 - 03/19/2008
TFS DERIVATIVES CORPORATION (NEW YORK NY)
NY
05/20/2002 - 12/02/2002
TFS BLACKWOOD, LLC (NEW YORK NY)
BC
Issued 12/10/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2012
Series 4 - Registered Options Principal Examination
BC
Issued 11/28/2011
Series 24 - General Securities Principal Examination
BC
Issued 05/13/2002
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 04/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/11/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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