Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Combs is a financial advisor currently registered with Level Four Advisory Services. James has been in the industry since 2000 and holds various licenses including Series 7, 6, 63, and 24. James has a strong track record of providing investment advice to individuals, corporations, and institutional clients, including pension plans and charitable organizations. James has held previous positions with Raymond James & Associates, Inc., BANC of America Investment Services, Inc., Countrywide Investment Services, Inc., AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States. James's expertise encompasses a broad range of financial services, including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees - portion of assets managed by other advisors
1
2
CT
10/02/2023 - Present
Level Four Advisory Services (GLASTONBURY CT)
MA
11/28/2005 - 10/09/2023
RAYMOND JAMES & ASSOCIATES, INC. (SPRINGFIELD MA)
MA
10/17/2005 - 11/16/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
IL
10/08/2003 - 11/01/2005
COUNTRYWIDE INVESTMENT SERVICES, INC. (GLENVIEW IL)
NY
02/02/1998 - 08/06/2001
AXA ADVISORS, LLC (NEW YORK NY)
NY
02/02/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 10/26/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/29/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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