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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Cole is a financial advisor with over 25 years of experience. James is a CERTIFIED FINANCIAL PLANNER™ and a CHARTERED FINANCIAL CONSULTANT®. James is currently registered with Mariner Wealth and has previously worked for First Horizon Advisors, Inc., BOK FINANCIAL SECURITIES, INC., FIRST TENNESSEE BROKERAGE, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. James's firm, Mariner Wealth, is a leading independent wealth advisory firm with approximately $81 billion in assets under management. James works with clients across a range of industries, including insurance companies, charitable organizations, high-net-worth individuals, other investment advisors, pooled investment vehicles, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities. James is a member of FINRA and has passed the Series 63, Series 65, Series 24, SIE, and Series 7 exams. James is also a Registered Representative in Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TN
02/14/2023 - Present
Mariner Wealth (Memphis TN)
TN
08/07/2017 - 02/02/2023
FIRST HORIZON ADVISORS, INC. (MEMPHIS TN)
OK
09/01/2006 - 08/15/2017
BOK FINANCIAL SECURITIES, INC. (TULSA OK)
TN
05/17/2000 - 08/17/2006
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
MN
11/21/1997 - 05/31/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/21/1997 - 05/31/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 12/15/1997
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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