Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Clarke is a financial advisor who has been in the industry since 2009. James is currently registered with Blue Owl Securities. James has previously worked for PLUS SECURITIES LLC, PIMCO INVESTMENTS LLC, and ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC. James is licensed to sell securities in 52 states and holds the Series 3, 63, 66, and 7 licenses along with the SIE. James is dedicated to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/08/2017 - Present
Blue OWL Securities (New York NY)
NY
06/14/2011 - 07/17/2013
PLUS SECURITIES LLC (NEW YORK NY)
NY
02/14/2011 - 04/28/2011
PIMCO INVESTMENTS LLC (NEW YORK NY)
NY
02/25/2005 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
BC
Issued 03/20/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/19/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2006
Series 3 - National Commodity Futures Examination
BC
Issued 02/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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