Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Carnaghi is a financial advisor at LPL Financial LLC and has been in the industry since June 10, 2015. James Carnaghi has experience with Waddell & Reed, Sigma Financial Corporation, Parkland Securities, LLC and PFS Investments Inc. James holds the Series 6, Series 7, and Series 63 licenses. James is also a Registered Investment Advisor. James provides financial planning, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
07/21/2021 - Present
LPL Financial LLC (KENTWOOD MI)
MI
09/28/2018 - 07/21/2021
WADDELL & REED (CADILLAC MI)
MI
02/01/2017 - 09/28/2018
SIGMA FINANCIAL CORPORATION (Shelby Township MI)
MI
03/21/2016 - 02/01/2017
PARKLAND SECURITIES, LLC (Shelby Township MI)
MI
06/11/2015 - 03/21/2016
PFS INVESTMENTS INC. (SHELBY TWP MI)
IA
Issued 03/12/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/11/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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