Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Brown is a financial advisor registered in Kansas and Missouri. He is registered with PFS Investments Inc. James Robert Brown has been in the securities industry since June 21, 2006 and has experience with a variety of firms. In addition to PFS Investments Inc. James Robert Brown was previously registered with New England Securities, TFS Securities, Inc., Money Concepts Capital Corp, Princor Financial Services Corporation, Park Avenue Securities LLC, Foresters Equity Services, Inc., Pruco Securities Corporation, MML Investors Services, Inc., and G. R. Phelps & Co., Inc.. James Robert Brown holds Series 6, 7, 63, 65, and 66 licenses. James Robert Brown is also registered with the state of Kansas for Investment Advisor services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
KS
01/16/2019 - Present
PFS Investments Inc. (OVERLAND PARK KS)
KS
10/26/2012 - 02/28/2014
PFS INVESTMENTS INC. (OVERLAND PARK KS)
KS
05/18/2009 - 09/01/2010
NEW ENGLAND SECURITIES (OVERLAND PARK KS)
NJ
10/31/2003 - 12/01/2003
TFS SECURITIES, INC. (LINCROFT NJ)
FL
06/24/2002 - 09/19/2003
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
IA
01/04/2002 - 06/20/2002
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NY
03/10/2000 - 12/19/2001
PARK AVENUE SECURITIES LLC (NEW YORK NY)
CA
09/13/1999 - 03/02/2000
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
NJ
07/24/1997 - 02/02/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MA
03/01/1996 - 07/15/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
05/17/1994 - 03/01/1996
G. R. PHELPS & CO., INC.
BOTH
Issued 12/20/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2018
Series 7 - General Securities Representative Examination
BC
Issued 05/16/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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