Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Brandt is a financial advisor with Independent Financial Group, LLC and has been in the industry since January 15, 1986. James holds the Series 6, 7, 63, and 66 licenses, as well as the SIE exam. James provides financial planning and portfolio management services to individuals, businesses, corporations, pension and profit-sharing plans, and charitable organizations. James is also a board member and trustee for the Palatine Fire Pension Board. James has experience with Woodbury Financial Services, Inc., Geneva Securities, Inc., Whytecliffe Securities Inc. and Securities Management & Research, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/03/2024 - Present
Independent Financial Group, LLC (SAN DIEGO CA)
IL
01/27/1993 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (PALATINE IL)
IL
10/27/1987 - 12/31/1992
GENEVA SECURITIES,INC. (SCHAUMBURG IL)
IL
01/01/1987 - 11/20/1987
WHYTECLIFFE SECURITIES INC. (PALATINE IL)
NA
11/11/1985 - 11/21/1986
SECURITIES MANAGEMENT & RESEARCH, INC.
BOTH
Issued 12/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/08/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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