Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bortak has been in the financial industry for over 20 years, holding a Series 7, Series 63, and Series 65 licenses. James joined Wells Fargo Clearing Services, LLC in 2007 after working with Wachovia Securities, LLC. James is an investment advisor representative, working in the Duluth, GA office, as well as the Macon, GA office. James specializes in working with individuals, businesses, insurance companies, charitable organizations, high net worth individuals, pension and profit-sharing plans, and state or municipal government entities. James's previous work experience includes time with Suntrust Investment Services, Inc., Wachovia Securities, Inc., and Wachovia Brokerage Service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
11/28/2007 - Present
Wells Fargo Clearing Services, LLC (MACON GA)
GA
09/11/2007 - 11/13/2007
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
06/15/2002 - 08/24/2007
WACHOVIA SECURITIES, LLC (CONYERS GA)
NC
02/14/2000 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
10/01/1997 - 02/14/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
IA
Issued 08/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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