Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bonds is a financial professional with over 14 years of experience in the industry. James is currently registered with D.a. Davidson & Co. and holds a Series 7, Series 79, Series 99TO, and SIE licenses. James also holds a Series 63 license. Prior to joining D.a. Davidson & Co., James was employed by KeyBanc Capital Markets Inc. James has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. James specializes in portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
01/16/2024 - Present
D.a. Davidson & Co. (DENVER CO)
CO
10/14/2021 - 11/27/2023
KEYBANC CAPITAL MARKETS INC. (Denver CO)
CO
10/01/2015 - 10/12/2021
D.A. DAVIDSON & CO. (DENVER CO)
NC
08/15/2012 - 07/22/2015
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NY
03/25/2009 - 08/08/2012
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
BC
Issued 04/09/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/24/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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