Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Bogorowski is a financial advisor with Oppenheimer & Co. Inc., registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). James has been in the industry since 1983, bringing over 30 years of experience to clients. Prior to joining Oppenheimer & Co. Inc., James worked at Rice Financial Products Company and M. R. Beal & Company, among other firms. James has a broad range of experience in the financial services industry and holds licenses for Series 63, Series 7, and Series 52. James is dedicated to providing personalized financial guidance and investment strategies to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
04/29/2014 - Present
Oppenheimer & Co. Inc. (DOYLESTOWN PA)
NY
05/19/2006 - 04/24/2014
RICE FINANCIAL PRODUCTS COMPANY (NEW YORK NY)
NY
08/05/2003 - 05/31/2006
M. R. BEAL & COMPANY (NEW YORK NY)
OH
01/29/2001 - 08/01/2003
RED CAPITAL MARKETS, INC. (COLUMBUS OH)
CT
11/30/1998 - 01/30/2001
ADVEST, INC. (HARTFORD CT)
NY
11/10/1994 - 01/11/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/18/1983 - 09/23/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 11/01/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1995
Series 7 - General Securities Representative Examination
BC
Issued 03/17/1983
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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