Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Boden is a financial advisor with over 27 years of experience in the financial services industry. He has a Series 7 and Series 63 license and is registered with the Financial Industry Regulatory Authority (FINRA). James is currently employed by BGC Financial, LP and is located in Jericho, New York. He previously worked for First Brokers Securities LLC and Paine Webber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/05/2018 - Present
BGC Financial, LP (JERICHO NY)
NJ
11/18/1998 - 08/13/2018
FIRST BROKERS SECURITIES LLC (JERSEY CITY NJ)
NJ
05/30/1995 - 12/04/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 08/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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