Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bocinsky is an investment advisor representative registered with Alliancebernstein LP. James Bocinsky has been in the industry since December 24, 2004. James Bocinsky is also registered with the following states: Arizona, California, Colorado, Florida, Idaho, Louisiana, Missouri, Nevada, New Mexico, New York, Ohio, Oregon, Pennsylvania, Texas, Utah, Virginia, Washington, and Wyoming. James Bocinsky is registered with the following SROs: FINRA and the MSRB. James Bocinsky previously worked at MML Investors Services, LLC, M Holdings Securities, Inc., and Jefferson Pilot Securities Corporation. James Bocinsky holds the following licenses: Series 7, Series 31, Series 63, Series 65, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
WA
10/21/2016 - Present
Alliancebernstein LP (SEATTLE WA)
WA
11/16/2012 - 10/14/2016
MML INVESTORS SERVICES, LLC (SEATTLE WA)
WA
03/31/2006 - 11/19/2012
M HOLDINGS SECURITIES, INC. (SEATTLE WA)
WA
06/22/2005 - 04/04/2006
JEFFERSON PILOT SECURITIES CORPORATION (SEATTLE WA)
MA
12/13/2004 - 06/16/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 07/25/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 12/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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