Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bishop is a financial advisor with Wells Fargo Securities, LLC. James has over 30 years of experience in the financial industry and is registered to provide securities and advisory services in all 50 states. James is also a registered principal with the firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
08/19/2014 - Present
Wells Fargo Securities, LLC (MEMPHIS TN)
TN
02/07/2006 - 07/30/2014
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
TN
03/02/1998 - 11/08/2005
RBC DAIN RAUSCHER INC. (MEMPHIS TN)
NA
03/05/1997 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NA
03/08/1996 - 03/20/1997
ABN AMRO CHICAGO CORPORATION
CT
11/11/1994 - 03/20/1997
ABN AMRO CHICAGO CORPORATION (STAMFORD CT)
IL
05/14/1992 - 11/28/1994
ABN AMRO INVESTMENT SERVICES, INC. (CHICAGO IL)
IL
05/30/1989 - 01/11/1991
NORTHERN TRUST BROKERAGE, INC. (CHICAGO IL)
NA
09/19/1988 - 02/22/1989
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
NA
08/20/1986 - 09/02/1988
PLANSMITH SECURITIES,INC.
BC
Issued 10/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/22/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/31/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Bishop is the right advisor for you? Invested Better is here to help.
