Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bayne is a financial professional with over 30 years of experience in the financial services industry. James has a strong background in investments, trading, and brokerage services. James is currently registered with ETC Brokerage Services, LLC, and previously held positions with Charles Schwab & Co., Inc., TD Ameritrade Clearing, Inc., and TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
03/06/2024 - Present
ETC Brokerage Services, LLC (Dallas TX)
TX
11/18/2022 - 01/10/2024
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
04/02/2015 - 12/20/2023
TD AMERITRADE CLEARING, INC. (Westlake TX)
TX
04/02/2015 - 12/20/2023
TD AMERITRADE, INC. (Westlake TX)
TX
09/04/2012 - 03/24/2015
ESPOSITO SECURITIES, LLC (DALLAS TX)
TX
10/06/2010 - 07/31/2012
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
TX
08/09/2007 - 01/04/2010
CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)
TX
06/18/2003 - 10/20/2006
CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)
TX
10/10/2002 - 06/04/2003
MAY FINANCIAL CORPORATION (DALLAS TX)
TX
05/19/1999 - 07/23/2002
SWS SECURITIES INC. (DALLAS TX)
TX
03/03/1993 - 10/21/1998
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
04/23/1991 - 08/05/1992
TEXAS FIRST SECURITIES CORPORATION (HOUSTON TX)
NA
03/15/1990 - 09/25/1990
FIRST INTERSTATE DISCOUNT BROKERAGE
TX
01/24/1989 - 02/06/1990
TEXAS FIRST SECURITIES CORPORATION (HOUSTON TX)
BC
Issued 09/20/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2015
Series 4 - Registered Options Principal Examination
BC
Issued 11/22/2013
Series 24 - General Securities Principal Examination
BC
Issued 07/12/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 03/04/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Bayne is the right advisor for you? Invested Better is here to help.
