Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Barcomb is a financial advisor with over 28 years of experience in the financial services industry. James is registered with Cambridge Investment Research Advisors, Inc. and is licensed in Florida, New York and Vermont. James holds FINRA Series 6, 7 and 66 licenses and the SIE exam. James previously worked at Cantella & Co., Inc., The Investment Center, Inc., NEXT FINANCIAL GROUP, INC., EQUITY SERVICES, INC., METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, NYLIFE SECURITIES INC. and MUTUAL OF OMAHA INVESTOR SERVICES, INC. James has worked in a variety of roles, including Vice President, Board Member, and Owner. James is also a Board Member for Hospice of the North Country. James specializes in providing financial planning, portfolio management for businesses and individuals, and pension consulting services to individuals, families, and businesses. James is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NY
12/08/2022 - Present
Cambridge Investment Research Advisors, Inc. (Plattsburgh NY)
NY
03/09/2021 - 12/09/2022
CANTELLA & CO., INC. (Plattsburgh NY)
NY
06/11/2010 - 03/11/2021
THE INVESTMENT CENTER, INC. (PLATTSBURGH NY)
NY
06/14/2002 - 06/15/2010
NEXT FINANCIAL GROUP, INC. (PLATTSBURGH NY)
VT
11/24/1998 - 03/06/2002
EQUITY SERVICES, INC. (MONTPELIER VT)
MA
11/14/1997 - 11/04/1998
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/14/1997 - 11/04/1998
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
06/19/1997 - 10/28/1997
NYLIFE SECURITIES INC. (NEW YORK NY)
NE
02/22/1994 - 02/18/1997
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 09/30/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/18/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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