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James Robert Ashcroft

Fortune Financial Services, Inc.

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About James Robert Ashcroft

James Robert Ashcroft is an advisor with Fortune Financial Services, Inc., with over 50 years of experience in the financial industry. James has been associated with the firm since October 13, 2017 and holds a Series 7TO, Series 63, and Series 00 licenses. James is registered to conduct business in Kansas and Missouri. Prior to joining Fortune Financial Services, Inc., James has also worked for SII INVESTMENTS, INC., WALNUT STREET SECURITIES, INC., ROYAL ALLIANCE ASSOCIATES, INC., INTEGRATED RESOURCES EQUITY CORPORATION, WEINRICH, ZITZMANN & WHITEHEAD, INC., LOWELL H. LISTROM & COMPANY INC., I.C.H. FINANCIAL SERVICES, INC., and BALANCED PROGRAMS, INC.

Firm Information

James Ashcroft is currently registered with Fortune Financial Services, Inc.. Fortune Financial Services, Inc. is a Corporation formed on October 21, 1996, and is registered to conduct business in all 50 states, the District of Columbia, and the Virgin Islands. The firm has one approved SEC registration and 52 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

74

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Ashcroft’s Registration & Firm History

MO

10/13/2017 - Present

Fortune Financial Services, Inc. (Kansas City MO)

MO

09/11/1996 - 10/13/2017

SII INVESTMENTS, INC. (KANSAS CITY MO)

CA

01/21/1994 - 09/10/1996

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

AZ

11/19/1989 - 01/24/1994

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

NA

03/15/1983 - 11/19/1989

INTEGRATED RESOURCES EQUITY CORPORATION

NA

11/06/1980 - 03/24/1983

WEINRICH, ZITZMANN & WHITEHEAD, INC.

NA

01/14/1976 - 09/24/1978

LOWELL H. LISTROM & COMPANY INC.

NA

09/21/1970 - 01/20/1976

I.C.H. FINANCIAL SERVICES, INC.

NA

01/07/1970 - 04/06/1972

BALANCED PROGRAMS, INC.

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Licenses & Designations

BC

Issued 04/05/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/26/1969

Series 00 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Robert Ashcroft.
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