Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Alguire is a financial advisor with Stifel, Nicolaus & Company, Inc.. James Alguire has over 30 years of experience in the financial services industry. James Alguire is registered with the state of Arkansas to provide both Broker/Dealer and Investment Advisor services. James Alguire provides portfolio management for individuals, businesses, and pooled investment vehicles. James Alguire also offers financial planning services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
11/12/2015 - Present
Stifel, Nicolaus & Company, Inc. (LITTLE ROCK AR)
AR
03/11/2009 - 07/07/2015
STERNE, AGEE & LEACH, INC. (LITTLE ROCK AR)
AR
11/01/2006 - 03/10/2009
STANFORD GROUP COMPANY (LITTLE ROCK AR)
GA
10/22/2004 - 11/10/2006
STILLPOINT WEALTH MANAGEMENT, LLC (ATLANTA GA)
NY
10/19/1988 - 10/26/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/05/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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