Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Robert Aldrich is a financial advisor at Charles Schwab & Co., Inc. with over 11 years of experience in the financial industry. James has a Series 7, Series 34, and Series 63 license. James is registered with the state of California and Illinois. James is an active participant in the Charles Schwab & Co., Inc. Wrap Fee Program.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
09/05/2017 - Present
Charles Schwab & CO., Inc. (WESTLAKE TX)
IL
08/25/2011 - 11/13/2017
OPTIONSXPRESS, INC. (CHICAGO IL)
BC
Issued 09/24/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2022
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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