Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Abraham has been in the financial services industry since 1973. Currently, James Abraham is registered with Revere Securities LLC and is located in Boca Raton, FL. Prior to Revere Securities LLC, James Abraham was employed by MUTUAL SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, ADVEST, INC., RBC DAIN RAUSCHER INC., TUCKER ANTHONY INCORPORATED, PAINEWEBBER INCORPORATED, SMITH BARNEY SHEARSON INC., LEHMAN BROTHERS INC., LEHMAN BROTHERS KUHN LOEB INCORPORATED, LEHMAN BROTHERS INCORPORATED, ABRAHAM & CO., INC. and BACHE & CO INCORPORATED. James Abraham holds the following licenses and registrations: Series 7TO, SIE, PC, Series 1, Series 63 and is registered with the following states: Colorado, Florida, Massachusetts, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/14/2017 - Present
Revere Securities LLC (BOCA RATON FL)
MA
04/17/2014 - 12/14/2017
MUTUAL SECURITIES, INC. (Needham Heights MA)
MA
03/08/2006 - 04/21/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWTON MA)
CT
12/13/2004 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
NY
03/09/2002 - 01/05/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
03/31/2000 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NJ
04/27/1994 - 04/12/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
03/24/1994 - 04/15/1994
PAINEWEBBER INCORPORATED
NY
07/31/1993 - 03/31/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
06/26/1984 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/22/1978 - 06/26/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
03/11/1975 - 02/22/1978
LEHMAN BROTHERS INCORPORATED
NA
09/09/1974 - 03/20/1975
ABRAHAM & CO., INC.
NA
01/18/1973 - 10/03/1974
BACHE & CO INCORPORATED
BC
Issued 10/04/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/1977
PC - AMEX Put and Call Exam
BC
Issued 01/15/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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