Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Riggs Eller is an investment advisor representative associated with LPL Financial LLC, a broker-dealer. James has been in the securities industry for over 36 years. James is registered in several states, including Texas, Colorado, Illinois, Massachusetts, Minnesota, New York, and South Dakota. James holds several securities licenses, including Series 63, Series 7, Series 31, and SIE. James has a significant track record in the financial services industry, having worked at various financial institutions. James has experience in offering investment advice, financial planning, consulting, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
02/10/2022 - Present
LPL Financial LLC (SAN ANTONIO TX)
TX
10/06/2000 - 02/15/2022
WELLS FARGO CLEARING SERVICES, LLC (SAN ANTONIO TX)
NY
03/02/1998 - 10/09/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
09/19/1994 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
MO
10/02/1986 - 09/19/1994
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
12/23/1985 - 10/24/1986
PAINEWEBBER INCORPORATED
BC
Issued 01/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 12/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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