Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kirby has been in the financial industry since 1985 and is currently registered as a Registered Representative (RA) with Equity Services, Inc. in North Carolina. James Kirby holds licenses for Series 6, 22 and 63 securities exams and the SIE exam. He is also a Chartered Financial Consultant and has been working with Equity Services, Inc. since 1998, with prior experience with firms such as Berkshire Equity Sales, Inc. and NYLIFE Securities Inc. James Kirby's experience includes serving as a high-performance driving instructor at Carolina Motor Sports Park and a board member of the Polo Downs HOA. His expertise includes financial planning, pension consulting, portfolio management for individuals, and the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/21/2000 - Present
Equity Services, Inc. (CHARLOTTE NC)
VT
03/14/1995 - 12/31/1997
EQUITY SERVICES, INC. (MONTPELIER VT)
MA
11/19/1993 - 09/06/1994
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
NY
04/02/1984 - 10/11/1993
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 12/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/30/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Kirby is the right advisor for you? Invested Better is here to help.
