Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Richard Zivich is an active advisor at LPL Financial LLC, a firm with over $50 billion in assets under management. James has been in the industry since 1984. James's focus is on individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit sharing plans. James has been registered with the state of California since 1995. James's registration also covers Alabama, Arizona, Colorado, Idaho, Michigan, Minnesota, Missouri, Nevada, New Mexico, Oregon, Puerto Rico, Washington, and Wisconsin. James provides advisory services including financial planning, pension consulting, portfolio management for individuals and businesses, educational seminars, and the selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/31/1997 - Present
LPL Financial LLC (FULLERTON CA)
FL
04/07/1992 - 10/31/1995
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
NA
06/05/1984 - 11/03/1992
CAMBIO SECURITIES CORPORATION
BC
Issued 05/31/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/05/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/06/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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