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James Richard Wigen

Independent Financial Partners

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About James Richard Wigen

James Wigen is an investment advisor representative with Independent Financial Partners, a firm registered with the SEC. James has been in the financial industry since 1997 and has experience in providing financial planning services, investment advisory services, and pension consulting. James holds Series 7, 63 and 65 licenses and has been registered with the state of California, Florida, Montana, Texas and Utah. James has a background in financial planning and investment advising.

Firm Information

James Wigen is currently registered with Independent Financial Partners. Independent Financial Partners is a financial advisory firm headquartered in Tampa, Florida. They offer a range of services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. The firm manages over $9.7 billion in assets for clients including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Independent Financial Partners

3030 NORTH ROCKY POINT DRIVE WEST

TAMPA, FL 33607

$9.76B

Assets Under Management

Not reported

Total Clients

264

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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non-discretionary investment advice

Non-discretionary investment advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of assets under advisement

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James Wigen’s Registration & Firm History

TX

01/14/2015 - Present

Independent Financial Partners (Prosper TX)

MO

07/01/2003 - 05/24/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

01/23/2001 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

07/18/1997 - 01/25/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/23/1997

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/12/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/17/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James Richard Wigen.
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