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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Richard Wallace is a financial advisor with Fidelity Personal And Workplace Advisors located in Gilbert, AZ. James has been in the financial industry since 2010 and has a Series 63, Series 66, Series 7, and SIE license. James is registered to provide investment advice in 52 states, including Arizona, Texas, and Utah. James is a Registered Representative with FINRA and an Investment Adviser Representative with the state of Arizona. James previously worked with J.P. Morgan Securities LLC and LPL Financial LLC. James provides financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
02/17/2021 - Present
Fidelity Personal AND Workplace Advisors (GILBERT AZ)
AZ
02/18/2020 - 10/28/2020
J.P. MORGAN SECURITIES LLC (QUEEN CREEK AZ)
NH
12/03/2014 - 10/23/2019
LPL FINANCIAL LLC (BEDFORD NH)
MA
04/14/2010 - 10/28/2014
FIDELITY BROKERAGE SERVICES LLC (DANVERS MA)
BOTH
Issued 12/08/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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