Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Thomas is a financial advisor with over 40 years of experience in the industry. James is currently registered with Equitable Advisors, LLC and is licensed to sell securities in 11 states. Prior to working at Equitable Advisors, LLC, James has held roles with Lincoln Financial Advisors Corporation and The Equitable Life Assurance Society of the United States. James is a Series 63, Series 22TO, Series 6TO, and Series 1 licensed advisor and holds the SIE designation. James provides a range of financial advisory services, including portfolio management for businesses and individuals, financial planning, and pension consulting. James specializes in working with high-net-worth individuals, individuals other than high-net-worth, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
10/20/1980 - Present
Equitable Advisors, LLC (TOWSON MD)
MD
02/28/1997 - 08/13/2009
LINCOLN FINANCIAL ADVISORS CORPORATION (BALTIMORE MD)
IN
04/04/1991 - 04/21/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
12/02/1977 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IN
04/04/1991 - 06/23/1994
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
NA
08/03/1982 - 06/04/1984
CIGNA SECURITIES, INC.
BC
Issued 11/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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