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James Richard Storholm

Aegis Investments, Inc.

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About James Richard Storholm

James Richard Storholm is a financial advisor currently associated with Aegis Investments, Inc.. James has been in the industry since January 13, 1993. The advisor is currently registered with FINRA and the state of Minnesota.

Firm Information

James Storholm is currently registered with Aegis Investments, Inc.. Aegis Investments, Inc. is a Corporation that was formed on December 7, 1984. The firm is registered in Colorado, Minnesota, New York, South Dakota, Washington, and Wisconsin. They have 1 approved SEC registration and 6 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Storholm’s Registration & Firm History

MN

01/14/1993 - Present

Aegis Investments, Inc. (ST LOUIS PARK MN)

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Licenses & Designations

BC

Issued 01/13/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/26/1999

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1993

Series 7 - General Securities Representative Examination

BC

Issued 01/11/1993

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Richard Storholm.
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