Unclaimed
James Richard Storholm is a financial advisor currently associated with Aegis Investments, Inc.. James has been in the industry since January 13, 1993. The advisor is currently registered with FINRA and the state of Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
01/14/1993 - Present
Aegis Investments, Inc. (ST LOUIS PARK MN)
BC
Issued 01/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/1999
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1993
Series 7 - General Securities Representative Examination
BC
Issued 01/11/1993
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
Not sure James Storholm is the right advisor for you? Invested Better is here to help.