Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Richard Stasi is an investment professional with experience in the financial services industry. James has held licenses with both FINRA and state regulators, and has passed several industry exams. James is currently registered with Bay Crest Partners, LLC in Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/16/2024 - Present
BAY Crest Partners, LLC (Miami FL)
CT
10/29/2004 - 06/19/2006
TEMPO CAPITAL CORPORATION (GREENWICH CT)
BC
Issued 03/01/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/15/2024
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/28/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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