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James Richard Sotell

Comperio Retirement Consulting, Inc.

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About James Richard Sotell

James Richard Sotell is an Investment Advisor Representative at Comperio Retirement Consulting, Inc.. James has been in the industry for over 20 years and is registered in North Carolina. James holds a Series 63 and Series 65 license as well as a Series 6 license. James specializes in working with individuals, families and small businesses. James's expertise lies in financial planning, pension consulting, and selection of other advisors. James and Comperio Retirement Consulting, Inc. serve clients across North Carolina.

Firm Information

James Sotell is currently registered with Comperio Retirement Consulting, Inc.. Comperio Retirement Consulting, Inc. is an investment advisor headquartered in Cary, NC, with 3 investment advisor representatives. They manage approximately $1.9 billion in regulatory assets under management for 38 client accounts, primarily serving pension and profit-sharing plans. They offer financial planning, pension consulting, and selection of other advisors.
Comperio Retirement Consulting, Inc.

51 KILMAYNE DRIVE

CARY, NC 27511

$1.90B

Assets Under Management

36

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Sotell’s Registration & Firm History

NC

06/08/2006 - Present

Comperio Retirement Consulting, Inc. (CARY NC)

RI

01/03/1991 - 05/09/2006

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

RI

10/27/1989 - 12/31/1990

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

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Licenses & Designations

IA

Issued 04/13/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/05/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/25/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James Richard Sotell.
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