Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Sarych has been in the financial services industry since September 28, 1989. James is currently registered with Kestra Investment Services, LLC. James is licensed to offer securities in Minnesota. James has passed the Series 6, SIE, and Series 63 exams. James previously worked at Fortis Investors, Inc., Pruco Securities Corporation, and The Prudential Insurance Company of America.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
01/20/1998 - Present
Kestra Investment Services, LLC (Plymouth MN)
MN
02/25/1997 - 12/31/1997
FORTIS INVESTORS, INC. (OAKDALE MN)
NJ
08/28/1989 - 02/11/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
08/28/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 05/29/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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