linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Richard Rock

THE Caprock Group, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Richard Rock

James Richard Rock is an investment advisor representative with The Caprock Group, LLC. James is located in BOISE, ID and has been in the industry since at least March 2002. James holds a Series 65 license and is currently registered in California. The Caprock Group, LLC is a registered investment advisor with the Securities and Exchange Commission (SEC) and has offices in BOISE, ID and SAN JOSE, CA. The firm provides investment advice to individuals, businesses, and pooled investment vehicles. James's areas of expertise include wealth management, financial planning, selection of other advisors, and portfolio management. James is a member of several boards including: BioTracking, LLC, Xian Advisors, LLC, Westly Group, and Pac West.

Firm Information

James Rock is currently registered with THE Caprock Group, LLC. THE Caprock Group, LLC is a wealth management and consulting firm based in Boise, ID. They provide financial planning, selection of other advisers, and portfolio management services to individuals, businesses, and charitable organizations. The firm manages approximately $9.36 billion in assets.
THE Caprock Group, LLC

800 WEST MAIN STREET

BOISE, ID 83702

$9.36B

Assets Under Management

386

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

wealth management & consulting

Wealth management & consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Rock’s Registration & Firm History

ID

01/01/2025 - Present

THE Caprock Group, LLC (BOISE ID)

Not sure if James Richard Rock is right for you?

Licenses & Designations

IA

Issued 10/14/2005

Series 65 - Uniform Investment Adviser Law Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James Richard Rock.
Not sure if James Richard Rock is right for you?