Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Plantholt is a financial advisor associated with Raymond James Financial Services Advisors, Inc.. James has been in the securities industry since 2015. James has a Series 6, 7 and 66 license, and has experience with Citizens Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James provides a wide range of financial services, including financial planning, portfolio management, and educational seminars. James can assist individuals and businesses with their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
06/08/2021 - Present
Raymond James Financial Services Advisors, Inc. (Syracuse NY)
NY
06/17/2019 - 05/13/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (UTICA NY)
NY
01/12/2016 - 06/14/2019
CITIZENS SECURITIES, INC. (FAYETTEVILLE NY)
MA
02/05/2015 - 10/12/2015
CITIZENS SECURITIES, INC. (CHESTNUT HILL MA)
BOTH
Issued 04/02/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/05/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/05/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Plantholt is the right advisor for you? Invested Better is here to help.
