Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Richard Munsey is a registered representative with Allstate Financial Services, LLC, and has been in the financial services industry since 2002. James has a strong background in securities and investment advisory services. James holds the Series 6, 7, 24, 63 and SIE licenses. James is also registered in multiple states, including Arizona, Delaware, Florida, Illinois, Maryland, New Jersey, North Carolina, Ohio, Pennsylvania, Texas, Virginia, and West Virginia. James has prior experience with firms like CAPITAL ONE SHAREBUILDER, INC., CAPITAL ONE INVESTING, LLC and ING DIRECT SECURITIES INC. James is dedicated to providing clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
DE
04/06/2016 - Present
Allstate Financial Services, LLC (NEWARK DE)
DE
01/02/2015 - 11/03/2015
CAPITAL ONE INVESTING, LLC (Wilmington DE)
DE
07/09/2014 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (Wilmington DE)
DE
06/06/2008 - 07/02/2014
CAPITAL ONE SHAREBUILDER, INC. (WILMINGTON DE)
CA
09/18/2001 - 11/26/2008
ING DIRECT SECURITIES INC. (LOS ANGELES CA)
IA
Issued 12/11/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/30/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Munsey is the right advisor for you? Invested Better is here to help.
