Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Millar is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. James has been in the industry since 1995 and holds several securities licenses, including Series 7, 63, 52, 31, 10, 9, and SIE. James has prior experience with CITIGROUP GLOBAL MARKETS INC., LEGG MASON WOOD WALKER, INCORPORATED, and OLDE DISCOUNT CORPORATION. James specializes in Portfolio Management for Individuals and Businesses, Pension Consulting and Education Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/18/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ORLANDO FL)
FL
02/21/2006 - 06/26/2008
CITIGROUP GLOBAL MARKETS INC. (BAY HILL FL)
FL
06/05/1996 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (PENSACOLA FL)
MI
02/22/1995 - 06/26/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 07/18/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/18/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 07/07/1995
Series 7 - General Securities Representative Examination
BC
Issued 02/21/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Millar is the right advisor for you? Invested Better is here to help.
