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James Richard Meyer

Samuel A. Ramirez & Company, Inc.

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About James Richard Meyer

James Richard Meyer is a registered representative with Samuel A. Ramirez & Company, Inc. James has been in the industry since 1986 and has been associated with Samuel A. Ramirez & Company, Inc. since December 2015. Prior to that, James worked at Sterne, Agee & Leach, Inc., Ryan Beck & Co., Gruntal & Co., L.L.C., Dean Witter Reynolds Inc., Butcher & Singer Inc., Olde & Co., Incorporated, E. F. Hutton & Company Inc and First Jersey Securities, Inc.. James holds Series 3, 7, and 63 licenses and the SIE exam.

Firm Information

James Meyer is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Meyer’s Registration & Firm History

NY

12/04/2015 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

PA

10/18/2006 - 05/05/2015

STERNE, AGEE & LEACH, INC. (WEST CONSHOHOCKEN PA)

PA

04/29/2002 - 10/24/2006

RYAN BECK & CO. (CONSHOHOCKEN PA)

NY

09/16/1998 - 05/13/2002

GRUNTAL & CO., L.L.C. (NEW YORK NY)

NY

03/29/1989 - 09/23/1998

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

06/09/1987 - 03/23/1989

BUTCHER & SINGER INC.

NA

02/14/1986 - 02/24/1986

OLDE & CO., INCORPORATED

NA

12/12/1984 - 02/10/1986

E. F. HUTTON & COMPANY INC

NA

09/24/1984 - 10/26/1984

FIRST JERSEY SECURITIES, INC.

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Licenses & Designations

BC

Issued 09/07/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/1985

Series 3 - National Commodity Futures Examination

BC

Issued 09/15/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Richard Meyer.
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