Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McQuillan is a financial advisor with over 30 years of experience in the industry. James has worked for a number of firms including LPL Financial LLC, Century Investors of America, Inc., and Cigna Securities, Inc. James currently works for MMA Securities LLC. James is registered in several states as a broker-dealer and investment advisor. James offers a wide range of financial services, including retirement planning, investment advisory services, and educational seminars. James is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
1
2
MN
10/02/2017 - Present
MMA Securities LLC (Minneapolis MN)
MN
11/24/1992 - 10/02/2017
LPL FINANCIAL LLC (MINNEAPOLIS MN)
NA
02/28/1991 - 12/04/1992
CENTURY INVESTORS OF AMERICA, INC.
PA
09/20/1984 - 02/20/1991
CIGNA SECURITIES, INC. (RADNOR PA)
BC
Issued 09/18/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1993
Series 7 - General Securities Representative Examination
BC
Issued 11/26/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/17/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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