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James Richard Lorenz

Thrivent Investment Management Inc.

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About James Richard Lorenz

James Lorenz is an investment advisor representative registered with Thrivent Investment Management Inc. James has been in the industry since 2021 and has experience in the financial services industry. James has a Series 7TO, Series 6TO, and Series 66 license and is registered in Florida, Illinois, Iowa, Minnesota and Wisconsin. James is also registered as an Investment Advisor Representative in Minnesota. In addition to being registered with Thrivent Investment Management Inc., James is also licensed with W&S Brokerage Services, Inc. James has experience working with churches, individuals, businesses, and high net worth individuals. James specializes in Financial Planning and Portfolio Management for Individuals.

Firm Information

James Lorenz is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Lorenz’s Registration & Firm History

MN

06/27/2024 - Present

Thrivent Investment Management Inc. (Bloomington MN)

FL

02/09/2023 - 06/18/2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

FL

01/02/2021 - 10/10/2022

W&S BROKERAGE SERVICES, INC. (JACKSONVILLE FL)

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Licenses & Designations

BOTH

Issued 03/17/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/13/2021

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 02/14/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/05/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 9 public disclosures for James Richard Lorenz. Review regulatory record here.
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