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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Richard Koller is an investment advisor representative with Lazari Capital Management, Inc. James Koller has been in the industry since 2013 and has passed multiple industry exams, including the Series 6, Series 7, and Series 66 examinations. James Koller is registered with the state of California as a both a Broker-Dealer and Investment Advisor. James Koller works out of the Lazari Capital Management, Inc. office located in Glendale, California. James Koller is also registered with Kovack Securities Inc. and Park Avenue Securities LLC. James Koller's areas of specialization include securities, insurance, and variable annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
10/26/2018 - Present
Lazari Capital Management, Inc. (Glendale CA)
CA
01/14/2019 - 12/01/2021
KOVACK SECURITIES INC. (Glendale CA)
CA
06/04/2013 - 09/10/2018
PARK AVENUE SECURITIES LLC (GLENDALE CA)
BOTH
Issued 12/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2014
Series 7 - General Securities Representative Examination
BC
Issued 06/03/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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