Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Richard Haught is a financial advisor with Cetera Advisor Networks LLC. James has been in the financial services industry since 1992. James is registered with the following securities authorities: FINRA and 22 states. James holds the Series 7, Series 63 and SIE securities licenses. Cetera Advisor Networks LLC is an independent broker-dealer that provides financial services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
08/22/2019 - Present
Cetera Advisor Networks LLC (FORT MYERS FL)
FL
05/14/2003 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (FORT MYERS FL)
OH
03/24/2000 - 05/16/2003
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
FL
10/13/1992 - 04/03/2000
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 01/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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