Unclaimed
James Richard Hannahs has been in the financial services industry since 2009 and is currently registered with Bankers Life Securities, Inc. James has a Series 6 and Series 63 license. Previously, James was registered with PROEQUITIES, INC., UVEST FINANCIAL SERVICES GROUP, INC., and AFS BROKERAGE, INC. James is licensed in North Carolina and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
05/26/2016 - Present
Bankers Life Securities, Inc. (CHARLOTTE NC)
NC
03/14/2015 - 05/26/2016
PROEQUITIES, INC. (CHARLOTTE NC)
IL
01/12/2005 - 05/29/2008
UVEST FINANCIAL SERVICES GROUP, INC. (CHICAGO IL)
TX
01/23/2003 - 01/04/2005
AFS BROKERAGE, INC. (AUSTIN TX)
BC
Issued 04/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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