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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Richard Gossett is an active financial advisor with Raymond James Financial Services Advisors, Inc., based in Carbondale, IL. James has been a financial advisor since 1991. James has experience working with high net worth individuals, corporations, pension and profit-sharing plans, and insurance companies, among others. James is also a Vice President at First Mid Illinois Bank and Trust.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IL
04/28/2022 - Present
Raymond James Financial Services Advisors, Inc. (CARBONDALE IL)
IL
11/30/2009 - 08/26/2015
LPL FINANCIAL LLC (CARBONDALE IL)
IL
11/30/2005 - 12/01/2009
INVEST FINANCIAL CORPORATION (CARBONDALE IL)
IN
01/04/2005 - 12/01/2005
ONB INVESTMENT SERVICES, INC. (EVANSVILLE IN)
MO
04/12/1999 - 01/04/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
11/04/1991 - 02/03/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
11/04/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/31/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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