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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Richard Fitzpatrick is a financial advisor at EP Wealth Advisors, located in Torrance, CA. James has been in the financial industry since 1985 and has a broad range of experience in providing investment and financial planning services. James is a Certified Financial Planner™ and holds the Series 7, Series 6, Series 63, Series 65, and Series 24 licenses. In addition to working at EP Wealth Advisors, James has also held previous positions at Fidelity Brokerage Services LLC, Shopoff Securities, Inc., MetLife Securities Inc., KBR Capital Markets, LLC, Steadfast Capital Markets Group, LLC, Pacific Cornerstone Capital Incorporated, MetLife Investors Distribution Company, Equitable Distributors, Inc., Public Employees Equities Services Company, VALIC Investment Services Company, Metropolitan Life Insurance Company, UR Financial, Inc., John Hancock Distributors, Inc., Value Equities Corporation, MAI Securities Corporation, and First Investors Corporation. James's specialization includes retirement planning, financial planning, portfolio management, and tax preparation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan advisory services & tax preparation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/07/2022 - Present
EP Wealth Advisors (TORRANCE CA)
CA
05/03/2018 - 09/16/2021
FIDELITY BROKERAGE SERVICES LLC (IRVINE CA)
CA
08/13/2015 - 08/22/2016
SHOPOFF SECURITIES, INC. (IRVINE CA)
NC
03/21/2013 - 03/06/2015
METLIFE SECURITIES INC. (CHARLOTTE NC)
CA
09/28/2011 - 12/31/2012
KBR CAPITAL MARKETS, LLC (PALO ALTO CA)
CA
05/28/2009 - 09/07/2011
STEADFAST CAPITAL MARKETS GROUP, LLC (IRVINE CA)
CA
10/05/2007 - 01/06/2009
PACIFIC CORNERSTONE CAPITAL INCORPORATED (IRVINE CA)
CA
12/11/2004 - 09/24/2007
METLIFE INVESTORS DISTRIBUTION COMPANY (IRVINE CA)
CA
02/16/2001 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
NC
08/23/1999 - 11/02/2000
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
FL
05/16/1996 - 10/19/1999
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY (PALM BEACH GARDENS FL)
TX
01/01/1999 - 10/11/1999
VALIC INVESTMENT SERVICES COMPANY (HOUSTON TX)
NY
05/03/1990 - 10/28/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
04/25/1990 - 10/28/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NA
07/13/1989 - 04/25/1990
UR FINANCIAL, INC.
NA
02/22/1988 - 07/14/1988
JOHN HANCOCK DISTRIBUTORS, INC.
NA
07/01/1986 - 07/25/1987
VALUE EQUITIES CORPORATION
NA
03/11/1986 - 07/01/1986
MAI SECURITIES CORPORATION
NA
07/19/1985 - 09/24/1985
FIRST INVESTORS CORPORATION
IA
Issued 04/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2024
Series 24 - General Securities Principal Examination
BC
Issued 03/21/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/21/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 07/18/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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