Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Richard Deich is a financial advisor with over 25 years of experience in the industry. James is currently registered with Charles Schwab & Co., Inc. and has held previous registrations with PLANMEMBER SECURITIES CORPORATION, COMMONWEALTH FINANCIAL NETWORK, RAYMOND JAMES FINANCIAL SERVICES, INC., MCDONALD INVESTMENTS INC., KEY INVESTMENTS INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. James is licensed to provide financial advice in 30 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
WA
01/28/2020 - Present
Charles Schwab & CO., Inc. (Wenatchee WA)
WA
09/01/2016 - 01/29/2020
PLANMEMBER SECURITIES CORPORATION (WENATCHEE WA)
WA
04/21/2015 - 08/31/2016
COMMONWEALTH FINANCIAL NETWORK (WENATCHEE WA)
WA
01/05/2000 - 04/02/2015
RAYMOND JAMES FINANCIAL SERVICES, INC. (WENTCHEE WA)
OH
05/14/1999 - 02/01/2000
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
10/07/1997 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
NY
08/09/1995 - 10/01/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/13/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/05/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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