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James Richard Crocker

Apeiron

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About James Richard Crocker

James Crocker is an investment advisor representative. James has 17 years of experience in the financial services industry. James's primary registration is with Apeiron, a firm registered with the SEC. James also holds registrations for securities and investment advisor laws in California. James has Series 7, Series 63, and Series 65 licenses. Apeiron is a registered investment advisor, headquartered in DALLAS, TX, and employs 11 investment adviser representatives. Apeiron specializes in providing financial planning and portfolio management services to individuals and pension plans.

Firm Information

James Crocker is currently registered with Apeiron. Apeiron is a financial advisory firm based in Dallas, Texas. They offer financial planning, pension consulting, selection of other advisors, and portfolio management for individuals and businesses. Apeiron manages approximately $695 million in assets for over 2253 clients, including high-net-worth individuals, individuals other than high-net-worth, and pension and profit-sharing plans.
Apeiron

10000 NORTH CENTRAL EXPRESSWAY

DALLAS, TX 75231

$695.00M

Assets Under Management

15

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Crocker’s Registration & Firm History

CA

01/01/2025 - Present

Apeiron (Walnut Creek CA)

CA

02/28/2012 - 12/20/2021

CETERA ADVISORS LLC (DANVILLE CA)

CA

05/02/2006 - 02/28/2012

PACIFIC WEST SECURITIES, INC. (DANVILLE CA)

MI

04/18/2006 - 05/03/2006

SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)

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Licenses & Designations

IA

Issued 06/23/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/27/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for James Richard Crocker. Review regulatory record here.
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