Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Chaffee is a financial advisor with Raymond James Financial Services Advisors, Inc. James has been in the financial industry since 1982. James is licensed to sell securities in 20 states and is registered with both FINRA and the SEC. James provides investment advice for a wide range of clients, including high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WA
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (FEDERAL WAY WA)
CA
04/20/1999 - 01/21/2000
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
AZ
06/18/1989 - 04/21/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
03/16/1982 - 06/18/1989
SOUTHMARK FINANCIAL SERVICES, INC.
IA
Issued 07/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
BC
Issued 04/08/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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