Unclaimed
James Richard Burke is a registered representative of Neuberger Berman BD LLC, a firm with over 820 investment adviser representatives and over 1,060 registered representatives. James Richard Burke has over 10 years of experience in the financial industry, and has held various positions in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/28/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
08/16/2016 - 08/27/2018
ROTHSCHILD INC. (NEW YORK NY)
BOTH
Issued 11/20/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/09/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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