Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Richard Burke is a registered representative with TP Icap Global Markets Americas LLC. James has been in the securities industry since 1987. James is registered with the state of New York and holds the following securities licenses: Series 3, Series 63, Series 72 and SIE. James was previously employed at ICAP Securities USA LLC, GARBAN LLC and INTERCAPITAL GOVERNMENT SECURITIES INC. James has a strong background in the financial markets and is committed to providing clients with the highest quality service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
02/01/2002 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
02/03/1999 - 01/25/2002
GARBAN LLC (NEW YORK NY)
NY
07/25/1987 - 02/08/1999
INTERCAPITAL GOVERNMENT SECURITIES INC. (NEW YORK NY)
BC
Issued 07/19/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 11/29/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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